Principal / Legal Director - Financial Services Regulatory

Yolk Recruitment • Permanent • Remote (Birmingham, West Midlands, England, United Kingdom) • 2d ago

Principal Associate / Legal Director - Financial Services Regulatory
National | Hybrid Working
8+ PQE

Yolk Recruitment are working with a leading national law firm is looking to appoint an experienced Financial Services Regulatory lawyer to join its expanding Commercial practice at Principal Associate or Legal Director level.

This is a strategic senior hire within a highly regarded specialist team that advises a broad range of financial institutions, asset managers, investment firms, fintech businesses and retail financial services providers on complex regulatory matters. The team has an excellent reputation in the market and works with an impressive portfolio of national and international clients.

The Opportunity

This role will focus heavily on the asset management and investments space, advising clients on the evolving regulatory landscape and helping shape commercially focused solutions within a fast-moving sector.

The successful candidate will act as a trusted advisor across a broad range of regulatory matters including FCA compliance, regulatory perimeter issues, authorisations, governance frameworks, consumer investment products and ongoing conduct obligations.

You will also play a key role in supporting transactional and cross-border matters alongside Corporate and Funds teams, advising on the regulatory aspects of structuring, launches and investment strategies.

This opportunity would suit someone who enjoys combining high-level advisory work with client relationship management, business development and team leadership responsibilities.

The Candidate

Applications are welcomed from senior Financial Services Regulatory lawyers with strong technical expertise and experience advising clients within the investments, asset management or broader retail financial services sector.

Candidates should be able to demonstrate:

Strong knowledge of FCA regulation and the wider UK regulatory framework
Experience advising on matters such as MiFID II, UCITS, AIFMD, ESG regulation and SMCR
Confidence handling complex advisory matters autonomously
Strong client management and stakeholder engagement skills
Experience supervising and mentoring junior lawyers
A commercial and solutions-focused mindset
An interest in contributing to the continued growth of a specialist regulatory practice

Experience across wider financial services areas such as payments, insurance, e-money or capital markets would be advantageous, though not essential.

The Firm

The successful candidate will join a collaborative national Commercial team working across multiple UK offices. The wider group is recognised for its strength across technology, data, intellectual property, outsourcing, infrastructure and complex commercial advisory work.

The firm is known for its modern and flexible approach, strong internal culture and commitment to innovation, diversity and professional development. It offers genuinely high-quality work alongside a supportive and inclusive environment where individuals are encouraged to develop their own profile and specialism.

What's on Offer

National platform with high-profile clients
Complex and market-leading regulatory work
Genuine progression opportunities
Hybrid and flexible working arrangements
Strong benefits package and competitive remuneration
Supportive, collaborative and entrepreneurial culture

For further information or to apply confidentially, please get in touch.

All enquiries will be handled in the strictest confidence by Yolk Recruitment. If you are looking to pursue the next step in your career with a highly regarded law firm, we encourage you to apply by contacting Nicole Smith on (phone number removed) or alternatively send your CV Yolk Recruitment is an equal opportunities employer and embraces diversity in our workforce.

We employ the best people for the job at hand and actively encourage applications from all qualified candidates, regardless of gender, age, race, religion, sexual orientation, disability, educational background, parental status, gender identity or any other protected characteristic. We champion and celebrate diversity at Yolk allowing our team to bring their whole selves to work.

*Please note, whilst we do our best to contact all candidates, due to the high number of applications we receive we cannot guarantee this for every role. If you have not heard anything from us within 7 days of applying - then unfortunately you have been unsuccessful. Please keep an eye on our website for more opportunities.